February 2011: Chapter One

 

Wow!  2011 is already upon us and we at Human Capital Developers want to wish all our valued clients, associates, and friends a safe and prosperous New Year!  2010 was a very busy year for us and it looks like we'll have even more great opportunities in 2011.  It is always an honor and a privilege to work with you and the many outstanding people in your organization.

In response from suggestions from several of our esteemed clients and readers, one of our "resolutions" this year is to reinvigorate our e-newsletter program. We will begin where we left off, taking the timeless wisdom of Sun Tzu as documented in his book, The Art of War, and pondering how we can apply it to leadership challenges and opportunities you face today. The Art of War is made up of 13 chapters, each containing special wisdom and concepts as applicable today as they were nearly 2,500 years ago. Join us as we start with chapter one, Laying Plans. As always, we welcome your comments and feedback. We are working on developing a blog with the goal being to develop a community of people who share their thoughts and ideas about The Art of War. We will inform you when the blog is operational and hope you will post comments.   

Warmest Regards,

Donna Taylor Williams

President/Senior Associate

Human Capital Developers

The Journey Begins: Laying Plans

Ronald O. Neely

  

Sun Tzu writes:

 

The art of war is of vital importance to the State.  It is a matter of life and death, a road either to safety or to ruin. Hence it is a subject of inquiry which can on no account be neglected. 

 

The art of war, then, is governed by five constant factors, to be taken into account. These are: (1) The Moral Law; (2) Heaven; (3) Earth; (4) The Commander; (5) Method and discipline. 

 

 The Moral Law causes the people to be in complete accord with their ruler, so that they will follow him regardless of their lives, undismayed by any danger.  Heaven signifies night and day, cold and heat, times and seasons.  Earth comprises distances, great and small; danger and security; open ground and narrow passes; the chances of life and death.  The Commander stands for the virtues of wisdom, sincerity, benevolence, courage and strictness.  By method and discipline are to be understood the marshaling of the army in its proper subdivisions, the graduations of rank among the officers, the maintenance of roads by which supplies may reach the army, and the control of military expenditure. 

 

 These five heads should be familiar to every general: he who knows them will be victorious; he who knows them not will fail.  Therefore, in your deliberations, when seeking to determine the military conditions, let them be made the basis of a comparison, in this wise:

 

(1) Which of the two sovereigns is imbued with the Moral law?

(2) Which of the two generals has most ability?

(3) With whom lie the advantages derived from Heaven and Earth?

(4) On which side is discipline most rigorously enforced?

(5) Which army is stronger?

(6) On which side are officers and men more highly trained?

(7) In which army is there the greater constancy both in reward and punishment?

 

 Now the general who wins a battle makes many calculations in his temple before the battle is fought.  The general who loses a battle makes but few calculations beforehand. Thus do many calculations lead to victory and few calculations to defeat.  It is by attention to this point that I can foresee who is likely to win or lose.

  

On Leadership: The Application

 

Sun Tzu emphasizes the importance of the art of war.  The key word in  the title is "Art."  The focus is not on the war itself, but on how the war is waged.  By definition, art is a deliberate attempt to influence emotion and intellect.  Therefore, leadership is not just a skill.  When done correctly, it is also an art.  In comparison to the military, a general cannot manage his troops into battle.  It is only if he leads them into harm's way that they will willingly follow.  The same philosophy holds true in any organization.  It is simply not enough for the boss to be a good manager or subject matter expert.  He or she must be a leader if the organization is to succeed.  He or she must be able to inspire!  Moreover, just as a general cannot underestimate his importance to the successful outcome of a war, a business leader should not underestimate his or her significance in regards to the success of the organization. 

 

Sun Tzu suggests benchmarking your army against the enemy based on five constant factors.  Whether competing directly with other organizations in the market, or simply wanting to improve your organization by helping your employees become more efficient and effective, it is important for all leaders to understand how their organization compares to the best in the business.  Five factors for leaders to focus on today are:

 

(1) The organization, including vision, mission, goals and strategies.

(2) Organizational environment, including stakeholders and competition.

(3) Work environment, including resources, tools and human resource policies.

(4) Work, including workflow, procedures, responsibilities and ergonomics.

(5) Workers, including knowledge, skill, motivation, expectations and capacity.

 

Finally, in this chapter, Sun Tzu explains that the successful leader fully understands the actual situation prior to deciding on a plan of action, and that acting before fully comprehending the current state of affairs is a recipe for failure.  The objective of analyzing the five factors mentioned above is twofold.  First, leaders must fully understand the difference between what is and what could be.  Second, leaders need to identify what possible factors are causing the gap between those two conditions.

 

 What is happening in the organization right now, and how much better could it be if the proper changes were put in place?  In short, what is the performance gap?  The effective leader has a vision of how he or she can improve the organization and the lives of the people in it.

 

What factors are causing the organization to operate in a less than optimal mode?  In general terms, the causes of most performance gaps can be classified into one of two areas: the lack of environmental support or the lack of repertory of behavior.  We depend on our environment for data, feedback, resources, consequences and incentives.  Furthermore, if employees are not as effective or efficient as they could be, the cause might be a lack of required skills or knowledge, a lack of individual capacity, or a lack of motivation. 

  

Stay tuned over the coming weeks and look for other articles from The Art of War. To ensure you don't miss the valuable tips I'll share with you through these emails, please add frontoffice@humancapitaldevelopers.com and RonaldNeely@humancapitaldevelopers.com to your safe sender list. Next time we'll explore Chapter 2--Waging War.

  

 

 

 

Ronald O. Neeley

 

Ron holds a graduate degree in Human Resource Development with a concentration in Human Performance Technology.  His focus is on training development and delivery with special emphasis on leadership development.  He has over 25 years of leadership experience and his expertise includes program evaluation and organizational development.  Ron is an associate with Human Capital Developers.

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At Human Capital Developers we focus on developing leadership skills and competencies.  We believe that the "human" element in any organization is the most important.  "Capital" is an asset that can be utilized in the production of more wealth.  By investing in and developing the "human capital", productivity increases and organizations become stronger and more effective.

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